Senior Regulatory Policy Specialist Hybrid

Role: UK Legal Entity Compliance Specialist
Location: London
Duration: 12 Months
Hybrid 3 days in the office
Summary
: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities.
Major Duties:
as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance team across all applicable entities and compliance programme requirements.
as a conduit between the UK Legal Entity Compliance Oversight team, Global Compliance Framework team and Global Regulatory change programme.
as the Compliance Specialist providing Asset Servicing entity support for all Compliance matters.
a sound understanding of the FCA and PRA regulatory environment including COBS, CASS, SYSC, DISP, COLL, FUND, MIFIDPRU
an active participant in the identification and implementation of improvements to benefit the wider EMEA Compliance sphere to ensure a best-in-class service is provided to all stakeholders.
the compliance programme deliverables including the compilation of EMEA wide metrics, identifying trends and the onward reporting requirements in the global compliance and legal entity structure.
the content and accuracy thereof of the Compliance Risk Assessment (CRA) for the allocated regulations as part of the broader CRA programme of work.
into the maintenance and where relevant creation of policies in scope of the Asset Servicing Compliance remit.
Knowledge/Skills:
of the regulatory environment the UK Asset Servicing entities operate in
Management skills
and agile approach
to write in a concise and accurate manner.
organisational and multitasking skill set.
thinker
Experience:
Knowledge of FCA landscape and relevant laws applicable to a custody bank operating globally and servicing professional clients.
Knowledge of the Depositary regulatory environment
Excellent communication (verbal and written) and interpersonal skills.