Senior Compliance Officer

Job DescriptionCompany DescriptionBreinrock is a global premium brand, offering a portfolio of fintech payment solutions. Our team is committed to excellence and superior service, providing both corporate and individual clients with a full range of products and services to meet their banking needs. We prioritize custom neo-banking solutions and personal service to ensure that we understand and fulfill our clients' needs.Role DescriptionThis is a full-time on-site role for a Senior Compliance Officer at Breinrock based in London, UK. The Senior Compliance Officer will be responsible for managing and ensuring regulatory compliance, analyzing financial data, and communicating compliance requirements within the organization. The role requires strong analytical skills and effective communication to maintain compliance with financial regulations and standards.Key Functions: Identification - To identify the risks that Company faces and advise on them Prevention - To design and implement controls to protect Company from those risks Monitoring and Detection - To monitor and report on the effectiveness of those controls in the management of an organization's exposure to risks Resolution - To resolve compliance difficulties as they occur Advisory - To advise the business on rules and controlsResponsible for ensuring that, when appropriate, the information or other matter leading to knowledge or suspicion, or reasonable grounds for knowledge or suspicion of money laundering is properly disclosed to the relevant authorityWith assistance and support of Head of Compliance will also liaise with law enforcement on the issue of whether to proceed with a transaction or what information may be disclosed to clients or third partiesOversees compliance monitoring program and all compliance issues and report to Head of Compliance With assistance and support of Head of Compliance deals with external organizations as local regulatory body or other auditors and external compliance consultantWith assistance and support of Head of Compliance designs and implements systems for the operation of firm within local regulatory body or other regulatory rulesMonitor systems to ensure that they are working as intended.This is achieved through firm’s detailed monitoring program which is carried out on a quarterly basis.With assistance and support of Head of Compliance supervise Training and Competence propriety of the individuals within the firmActs as a contact point for local regulatory body or other regulatory body and inform Head of Compliance Prepares and submits reports to local regulatory bodyRegisters (and notifies local regulatory body if required) rule breaches and takes appropriate remedial actionRegisters details of complaints to ensure complaints are resolved efficiently and effectivelyWith assistance and support of Head of Compliance identifies and manages money laundering risksPrepares and forwards AML reports to firm’s Head of Compliance and Board on an annual basisReceives internal reports from firm’s staff and makes external reports to regulatory body after approval of Head of ComplianceTakes reasonable steps to establish and maintain adequate arrangements for awareness and training of AMLQualificationsFCA Approved is MUSTCompliance Management and Regulatory Compliance skillsAnalytical skillsEffective communication skillsFinance knowledge and understandingAttention to detail and problem-solving abilitiesExperience in the financial industry or related fieldStrong ethical standards and integrityBachelor's degree in Finance, Business, or a related field
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