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Senior Compliance Advisory Manager

Posted 14 days ago

  • Kingsmead, Somerset
  • Any
  • External
  • Expired - 2 months ago
Wealth management client is looking for a Senior Compliance Advisory Manager to be based in Bath 2 days a week. This full-time wealth management role comes with a salary of up to £75k and excellent benefits (bonus, 34 days holiday, 7% pension, life assurance, private medical, encouraged professional development)
The Senior Compliance Advisory Manager is responsible for ensuring the Group complies with all relevant laws, regulations and internal policies. You will provide guidance and support to the business units to ensure compliance with applicable rules and regulations, identifying and mitigating compliance risks.
In your first few weeks in this Senior Compliance Advisory Manager role, you can expect to:
Maintain a regulatory development log and provide business impact assessments and regulatory updates in a timely manner
Provide guidance and support to business units on compliance matters, including reviewing and approving new products, services, marketing materials and remuneration
Conduct compliance themed advisory reviews based on risk assessments and develop strategies to mitigate identified risks
Develop and implement compliance training programs to educate employees on relevant laws.
To apply for this Senior Compliance Advisory Manager role, your soft skills, expertise and experience should include:
Experience in financial services in a 2nd line back-office compliance role.
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