Head of Compliance

This role:
Carries operational responsibility for ensuring Barbons products and services and how they are delivered are in line with regulatory requirements and the Groups policies and standards, in order to provide positive and fair outcomes for customers
Aids the business to grow and succeed in a compliant way, and aims to help the Division achieve the right balance between risk taking and control
Carries line management responsibility and a requirement to develop a team that delivers operational compliance 1LoD support to the Division, including FCA regulated complaints management.
This role requires a hands on work ethic, undertakes key activities and manages a small team.
Act as risk and compliance focal point for Barbon and responsible for supporting delivery on the Divisional R&C agenda
Manage a team that helps support the business deliver on its priorities and manage escalation of compliance enquiries/issues both within the business and to the 2LoD in a timely manner
Drive greater ownership of 1LoD decision making through improving knowledge and expertise and developing the appropriate business tools
Ownership and responsibility for the product governance framework across the division ensuring the groups processes incorporate the latest legislative and regulatory requirements. This includes product governance reporting to Group, completion of product r...