Global Markets Compliance Officer, Assistant Vice President, Hybrid

Global Markets Compliance Officer, Assistant Vice President, Hybrid page is loaded
Global Markets Compliance Officer, Assistant Vice President, Hybrid Apply
locations
London, England
time type
Full time
posted on
Posted 7 Days Ago
job requisition id
R-748910
Who we are looking forWe are looking for a Global Markets Compliance Officer who will primarily focus to support the oversight of and provide advice and guidance related to the suite of products & services provided by the FX Sales, Trading and Research (FX STR) function of State Street Global Markets (SSGM) Division.The main responsibility is to provide the FX sales, trading, research, eFX activities and associated operations and middle office functions which support these activities, with on-going independent and critical assessment of the First Line of Defence’s (FLOD) efforts to manage Compliance risks. The successful candidate will also be involved in advisory activity across a variety of business units within the Global Markets division across EMEA.Why this role is important to usThe team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. To make that happen we need reliable and proactive individuals to help navigate products and the organization as a whole. In your role you will strive for cutting-edge solutions, that are straightforward and scalable. You will help us build resilience and execute day to day deliverables at our best. Join us if making your mark in the financial services industry from day one is a challenge you are up for.What you will be responsible forAs an Assistant Vice President you will:Be a primary provider of compliance advisory to all Global Markets businesses with a focus on FX Sales, Trading and ResearchSupport the successful and timely completion of oversight programs, including the identification and resolution of risks and issues which impact the compliance program delivery, while building strong relationships with compliance and business colleaguesIndependently conduct assigned responsibilities with their section of the overall Compliance function and execute a range of complex tasks and analyses to support the business unit and department goals.Lead the discussion regarding on-going adjustments to scores of inherent and control risk factors based on micro and macro changes to the business and regulatory environment, including but not limited to regulatory changes, strategic business initiatives and the output of risk mitigation activities.Participate in the development, implementation, review and revisions of policies and procedures.Actively participate in the review of new business initiatives, products and services, including Requests for Proposal and marketing materials to ensure regulatory compliance requirements are addressed, as applicable.Prepare business for and assist with regulatory and third party examinations as well as lead direct interactions with regulators.Act as SME for the provision of regulatory advice for the product suite of Global Markets and the marketing thereof across the UK, EU and into overseas jurisdictions.Provide regulatory support to Compliance network overseas with regard to the impact of EU/UK legislation, in particular act as primary liaison for the Swap Dealer and ensuring US regulations is enabled in the relevant branch.Review and assess the impact of new regulations and work collaboratively with the impacted business to implement necessary changes to comply with them.Design and deliver compliance training when required.Design and execute compliance testing reviews to ensure compliance with internal policies and external applicable regulationsWhat we valueThese skills will help you succeed in this roleAbility to make independent decisions, develop creative solutions to problems and manage implementation through to acceptanceHave a strong understanding of policies, procedures and controlsExcellent interpersonal, organizational, communication and team-working skillsDemonstrated ability to work effectively with outside parties at all organizational levelsStrong analytical skills, excellent oral and written communication skillsAttention to detail, project management and organizational skillsAptitude to work both independently and collaboratively, manage multiple simultaneous tasks in a high-pressure, deadline-driven environmentAssume ownership for the delivery of projects while also operating successfully in a cross-functional team environmentPrevious experience in a compliance advisory function covering the FX business is considered plusEducation & Preferred QualificationsBachelor’s degree, Masters or other advanced degree preferred5-10 years’ experience in compliance, legal or internal audit within an international bankCompliance qualifications is considered a plusKnowledge and experience with algorithmic trading and/or related regulatory requirements is considered a plusWe offer: Core Benefits:Non-contributory pension scheme (we will pay 6% into your pension if you are 30 and 9% if you are 30+. The pension does not require a contribution from you).Private Medical Insurance – Single person Private Medical Insurance with AXA paid for by State Street.Long Term Disability Cover26 days holidays at Officer level or after 3, 4, 5 years’ service increasing a day a yearOne additional day in lieu for birthdaysAnnual season ticket loanLong Term disability and Life Assurance.Employee Assistance ProgramParticipation in the State Street bonus scheme Non-Core Benefits:Travel InsuranceCritical Illness coverDental InsurancePersonal Accident CoverChildcare VouchersHoliday Buy/Sell schemeAbout State StreetWhat we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we’re making our mark on the financial services industry. For more than two centuries, we’ve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. You’ll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.Inclusion, Diversity and Social Responsibility. We truly believe our employees’ diverse backgrounds, experiences and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift programs and access to employee networks that help you stay connected to what matters to you.State Street is an equal opportunity and affirmative action employer.Discover more at
StateStreet.com/careers
Similar Jobs (5)
UK Advisory Compliance, State Street Global Advisors, Assistant Vice President, Hybrid
locations
London, England
time type
Full time
posted on
Posted 7 Days Ago
Centralized Modeling, Analytics & Operations, Assistant Vice President, Hybrid
locations
London, England
time type
Full time
posted on
Posted 21 Days Ago
ESG Investment Strategist, State Street Global Advisors, Assistant Vice President
locations
London, England
time type
Full time
posted on
Posted 30+ Days Ago
Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. We keep our clients at the heart of everything we do, and smart, engaged employees are essential to our continued success.
Our promise to maintain an environment where every employee feels valued and able to meet their full potential infuses our company values. It’s also part of our commitment to inclusion, development and engagement, and corporate social responsibility. You’ll have tools to help balance your professional and personal life, paid volunteer days, and access to employee networks that help you stay connected to what matters to you. Join us.
As an Affirmative Action/Equal Opportunity Employer, we consider applications for all positions without regard to race, creed, color, religion, national origin, ancestry, ethnicity, age, disability, genetic information, sex, sexual orientation, gender, gender identity or expression, citizenship, marital status, domestic partnership or civil union status, familial status, military and veteran status, and other characteristics protected by applicable law. For more information, for U.S. jobs only, please read our
CEO Statement
.
#J-18808-Ljbffr