Finance Manager - CASS

The RoleWe are looking to recruit an experienced finance professional with client money experience to manage day-to-day client money responsibilities with oversight from the Financial Controller and Head of Compliance and indirectly report to the Head of Retail. The role will likely include other day to day tasks within the finance department.Key ResponsibilitiesConduct daily client money and custody asset reconciliations for approval (and external reconciliations as required)Implement and provide day to day oversight of client money processes across the business including the Client Asset Sourcebook ("CASS") Resolution Pack and the Client Money & Assets ("CMAR") ReturnDesign and conduct quality assurance testing in accordance with CASS proceduresProvide advice on finance CASS controls to the businessAssist Compliance and the Financial Controller to respond to requests from the Financial Conduct Authority ("FCA")Support the finance function with other tasks where necessaryPreparation of monthly CMAR reportsEnsuring client money and asset procedures comply with CASS and are kept up to dateMaintaining with Compliance the CASS Resolution PackMaintaining with Compliance the CASS Applicability and Control matrixMaintaining with Compliance the Prudent Segregation policyMaintaining with Compliance the CASS framework policyManaging the annual CASS audit and coordinating the responses to auditor findings and the management letterManaging CASS impact assessmentsAssist in the liaison between the firm and the regulator on all matters relating to Client Assets and client money.Preparation of due diligence reports on banks and counterparties.Being able to present to colleagues in a clear and understandable fashion all matters in relation to CASS.Requirements5+ years of FCA-regulated financial services experienceQualified accountantManagement and financial reporting experience
#J-18808-Ljbffr