Compliance Senior Associate - Financial Promotions

Digital Asset Exchange and FinProm Consultancy £60k - £70k Liverpool Street (5 days per week in the office) This is an office based role , you must be able to commute to and work in the City of London as a norm Compliance Senior Associate (Financial Promotions) reporting to Head of Regulation This role will be part of our Financial Promotions team and will focus on: setting up and implementing the service to approve third-party financial promotions supporting the FCA application process to obtain the relevant approver permissions, and providing strategic input and expertise into the production of proprietary marketing materials. This role would suit an enthusiastic Team Member who is confident in creating and implementing new processes and procedures. Compliance Senior Associate (Financial Promotions) covering the following areas : Key Accountabilities/Responsibilities: To be one of the primary Compliance points of contact for all technical queries and regulatory matters relating to marketing, distribution and financial promotions To help design and embed the firm s third-party financial promotions approval service To provide advice, guidance and training to the business in relation to current and emerging regulations in respect of product distribution and marketing, including cross border activities To embed relevant workflow tools and working practices that enable more efficient reviews of both UK and global marketing materials To provide support, training and guidance to the business in regard to financial promotions To assist in the development of management information to track marketing approvals and assess the effectiveness of producing quality documentation To assist in the maintenance and revision of applicable policies and documents To assist the Compliance monitoring team with periodic compliance monitoring reviews relevant to production of marketing materials To assist the business with the preparation and compilation of regulatory reports and summaries to various committees of the Board and Senior Management, as required [Technical] Knowledge and Experience Required: At least 3 years relevant experience, preferably gained in a financial services or regulatory environment Financial Promotions experience skills, knowledge and expertise Other required Skillsets/Traits: Knowledge of FCA COBS Regulations specific to financial promotions. AIFMD and UCITS, cross-border marketing knowledge desirable Energetic personality with the drive to effect change and develop relationships across all levels of the organisation Strong written and verbal communication skills Strong analytical skills including problem solving and solution-orientated thinking Able to use initiative, work unsupervised and comfortable taking responsibility Energetic personality with the drive to effect change and develop relationships across all levels of the business Degree or relevant industry qualifications - desirable