Compliance Officer

Job DescriptionCompliance OfficerNewcastleSalary £31,000 + BonusOur client is looking for a Compliance Officer to review cases completed by their Financial Advice team.This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided.Role Responsibilities:Ensure client files are in compliance with regulatory standards and internal policiesFiles submitted and checked via in house back office systemAssistance with answering enquiries from advisers by email and telephonePart of a dynamic team reviewing casesSkills:Strong communication skills, both verbal and writtenLevel 4 qualification in Financial Advice required (partial completion of appropriate qualifications will also be considered)Previous experience in a similar role would be beneficial, although full training provided