Compliance Officer

Senior Compliance analyst
Reporting to the Onboarding Manager, as a Senior Compliance analyst in the 1st line in the compliance team. The team’s primary function is to protect the company from exposure to money laundering, specifically in regard to onboarding clients by providing AML guidance, assessment and advice.
The Role
Completing KYC/CDD/EDD on prospective and existing clients with a focus on higher risk portfolio.
Completing KYC refresh on clients of medium to high-risk profiles.
Conduct site visits and fact-finding client calls.
Conduct risk event driven /trigger event reviews of clients and their holistic activity.
Identifying suspicious activity and following process to report these where required.
Assist with ongoing screening/monitoring of client base of potential PEP/adverse media/Sanction matches.
Stay updated by participating in educational opportunities, reading professional publications.
Support the Onboarding Manger in delivery of Compliance training and Compliance learning materials to the team and new members of department.
Work closely with the Onboarding Manager and MLRO to identify any major issues in relation to compliance.
Master various compliance platforms – BvD Catalyst, Salesforce, Creditsafe, Orbis, Ecore.
Experience
Detailed understanding of the client onboarding process and subsequent monitoring applied to differing risk profiles and client typologies including corporate entities, charities, MSBs, PSPs and other high-risk industries.
Excellent understanding of Anti Money Laundering regulations