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Compliance Officer

Posted a month ago

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. The firm have offices across UK, Dubai & US.
Key Responsibilities:
Ensure FCA & SEC regulatory compliance requirements are adhered too
Operate core compliance programme (PAD, Conflicts, Gifts and entertainment)
Assess compliance issues for new business projects, including new funds, instruments, counterparties & business lines
·Assist with International long/short daily filings·
Monitor regulatory developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required
Review of trade errors, market abuse related matters and market soundings
Organise compliance training
Experience Required:
5+ years compliance experience, ideally within a hedge fund or investment manager
Strong understanding of surveillance and knowledge of various asset classes including fixed income, equity, and derivatives
An in-depth understanding of the hedge fund industry & strong general compliance experience
Good level of knowledge of FCA, CFTC, SEC & EU regulatory requirements.
Strong stakeholder management skills
High energy, drive for excellence, stamina and ability to excel in a fast-paced environment
For a confidential discussion or for further information, please get in touch with #####
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