Compliance Officer

We have an exciting permanent opportunity working for our client who are a financial advising company based in Chelmsford. The opportunity working as a Compliance Officer is offered on a part time basis working Monday to Friday, 16-20 hours per week.Duties for the Compliance Officer role: * You will have the opportunity to have overall responsibility for the day-to-day compliance of the business using SimplyBiz. * Responsible for updating compliance records, plans, the FCA register and maintaining compliance records. * Ensuring staff are informed of any new relevant regulations and updating staff in monthly team meetings. * You will also be responsible for co-ordinating compliance file checks with SimplyBiz and Financial advisers. * Responsible for Advisers by undertaking KPIs and Development action plans. Ensuring their CPD/SPS is up to date and signing off Compliance Remedial work advisers complete. * Charing Senior Management meetings.Requirements for the Compliance Officer role: * Knowledge of SMF16, Simplybiz, FCA. * Excellent communication skills * Keen to learn with the ability to work on own initiative and to deadlines. * Strong knowledge of Word and ExcelOur client is flexible on how the hours are worked each week and could possibly offer a Hybrid option.If you have the relevant skills and experience required for this role, please apply with your CV attached via this website.
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