Compliance Officer - File Checker

Job DescriptionCompliance Officer/File CheckerPermanentNewcastleCompetitive SalaryAs a Compliance Officer, you will be part of a dynamic compliance team reviewing cases submitted by 1,100+ financial advisers.Responsibilities:Ensure client files are in compliance with regulatory standards and internal policiesFiles submitted and checked via in house back office systemAssisting answering enquiries from advisers by email and telephoneBackground:Strong communication skills, both verbal and writtenDipPFS Level 4 qualification in Financial Advice required (partial completion of appropriate qualifications will also be considered)Previous experience in a similar role would be beneficial, although full training provided