Compliance Officer - File Checker

Job Description
Compliance Officer/File Checker
Permanent
Newcastle
Competitive Salary
As a Compliance Officer, you will be part of a dynamic compliance team reviewing cases submitted by 1,100+ financial advisers.
Responsibilities:
Ensure client files are in compliance with regulatory standards and internal policies
Files submitted and checked via in house back office system
Assisting answering enquiries from advisers by email and telephone
Background:
Strong communication skills, both verbal and written
DipPFS Level 4 qualification in Financial Advice required (partial completion of appropriate qualifications will also be considered)
Previous experience in a similar role would be beneficial, although full training provided