Advance Search

Browse Jobs

Compliance Manager

Posted 14 days ago

  • London, Greater London
  • Any
  • External
  • Expired - 2 months ago
Coopman Search and Selection are delighted to partner with a leading alternative asset manager who specialise across the fixed income spectrum. This firm is currently going through a period of exciting growth which has seen them double their AUM in past 18 months. As the Compliance Manager, you will be responsible for generalist compliance activities covering both the UK & US. This role reports directly into the CCO and will for part of a team of x2.
Key Responsibilities
Compliance Advisory
Compliance Monitoring & Surveillance
Compliance policies, procedures, manuals and registers as appropriate
Reviewing & Approving financial promotions
Assist with the preparation of regulatory filings, including AIFMD Annex IV reporting.
Experience Required
5+ years generalist compliance experience
Experience covering alternative investment funds, ideally covering fixed income products
Good knowledge of UK & EU regulations (AIFMD)
Excellent stakeholder management
For a confidential discussion or for further information, please get in touch with #####
As a Certified B Corporation™, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to Work™, we ensure our workplace is one that fosters professional growth and collaboration.
Apply