Compliance Manager/Senior Compliance Analyst – 26916

The requirement is for a Compliance Manager/Senior Compliance Analyst with Lloyd’s compliance experience to have responsibility for ensuring that suitable compliance controls are designed and maintained.Location: LondonCategory: ComplianceType: PermanentKey duties (including, but not limited to):Responsibility for producing monthly compliance and conduct risk MI pack for the Run Off Committee including quarterly more detailed conduct risk Mi packResponsibility for reviewing and updating Compliance Policies, Procedures, Financial Crime Risk Assessments and the Modern Slavery Risk Assessment as necessaryResponsibility for Business Timetables, supported by the Compliance Assistant, to make sure that regulatory reporting deadlines are met in accordance with regulatory timescalesResponsibility for preparing compliance owned returns for Head of Compliance to review and sign offDelivery of compliance testing and/or monitoring reviews contributing to the delivery of the compliance monitoring plan as requiredExperience in a Lloyd’s managing agency compliance team at analyst levelKnowledge and experience of working with the Lloyd’s Oversight Principles and the PRA and FCA rulebooksAccurate, reliable, with excellent attention to detail; production of high quality written work is essentialExperience and knowledge of the legacy insurance sector desirable
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