Compliance Manager (Consumer Credit)

My client requires an ambitious and talented
COMPLIANCE MANAGER.
Submit your CV and any additional required information after you have read this description by clicking on the application button.
Key Responsibilities:
work closely with internal stakeholders and consultants to ensure all credit broking activities operate in accordance with all legal and regulatory requirements
approve financial promotions to ensure they are in line with regulatory requirements
provide advice on FCA consumer credit requirements, including in the development of new business and product propositions.
provide training to the business on all applicable FCA consumer credit regulation
maintain up to date knowledge of relevant credit broking and insurance regulations
assess regulatory change and emerging risks from regulatory sources, circulating key developments and action points to internal stakeholders
report on the performance of Compliance practices and support the streamlining of existing processes within the business, providing ideas and identifying operational efficiencies
lead on the oversight of the Appointed Representative network
Highlight any instances of non-compliance within the business to the CEO so that a formal investigation can take place
Manage one member of the Quality Assurance Team, ensuring improvements to the process are a focus point of their work, and reporting on performance where required
Conduct regular audit work of the Compliance Function alongside external Compliance Consultants to test its standards and potential areas for improvement
Key Requirements:
recent and relevant experience working in a Consumer Credit Firm (Credit Broker or Lender) regulated by the FCA, either in a Compliance or Legal function
broad base of Compliance understanding
numerate, articulate, analytical and competent with all Microsoft Packages
To express interest in this vacancy, please apply today or for more information, please contact Terry Wetters (Founder/Director): 07891 708 941 / #####