Compliance Manager - Asset Management

A full specification is available however key responsibilities will include
Compliance Advisory
To act as the lead trusted advisor to the asset management business
Core Compliance
Maintain registers, returns and filings as applicable
Address and provide training on the various compliance and senior management arrangements required by the Group and/or applicable laws and regulation
Regulatory Implementation
To participate in the analysis and implementation of new regulations impacting asset management and the firm
Compliance Monitoring
To assist in the Monitoring team in performing monitoring activities as required
General Support to the Compliance Department
To provide ongoing assistance to the compliance team on day-to-day business queries, regulatory implementation, ad-hoc projects and provide back up support for the MonitoringMarket Integrity and Financial Crime functions.
Policies, Procedures and processes
Establish, implement, and maintain adequate policies and procedures sufficient to ensure compliance of the firm under the regulatory system
Review and update, where necessary, the Asset Management Compliance Department’s processes
The client can offer a hybrid working patternafter a three month period
Qualifications
You must have strong asset management compliance experience
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