Compliance Analyst

Our client is a small commodities trade house based in the city. They’re a highly profitable, entrepreneurial business that are seeking an individual to help strengthen their onboarding team, as they continue to strive for sustainable growth.This opportunity would suit someone who has a passion for research, and who has a creative way in which they can present their findings. This isn’t about having particular risk or compliance experience, but more around a desire to learn and want to progress with a business that can offer a lot of exposure, and a progressive career.What you’ll be doing:Documentation for both new and existing clients to ensure compliance with AML and other legal and regulatory requirements.Risk assessments of customers and applying the commensurate level or due diligence (i.e SDD, SCDD, EDD) using external sources.Interacting with Sales team, LATAM team and other major stakeholders to update them on the progress of client on boarding.Customer and account KYC and AML records and perform on-going monitoring.A remediation of customer files to ensure information and documentation is correct and current.Evaluating the adequacy, comprehensiveness, and effectiveness of the Company’s Account Opening and KYC procedures.Monthly management information on account opening.Compliance in other ad-hoc matters including but not limited to drafting procedures, training and other matters arising from time to time.What we’re ideally looking for:Knowledge of UK AML/KYC regulatory requirementsKnowledge of UK AML/KYC regulatory requirementsPassion for for research and detail-orientedExcellent interpersonal skills, and a good sense of team goalsStrong analytical, communication (written and verbal), and observational skillsEnglish language skills, an additional language such as Spanish or Portuguese would be desirable.What’s on offer:Competitive benefits package including private medical insurance, bonus, share scheme etcFor more information please apply with an up to date CV, or email
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