Compliance Analyst - Fund Management

Job DescriptionMERJE are working with a boutique Funds business in their search for a Compliance Analyst in London.Reporting into their UK General Counsel & Chief Compliance Officer, the individual will be expected to be involved in a broad range of tasks:Engaging in strong compliance relationships with the front office team, portfolio managers and research analysts.Provide technical advice to the business on key FCA regulatory requirements.Updating and managing the firm’s compliance policies and procedures.Maintaining employee certifications in accordance with the FCA’s Senior Management Certification Regime.Compliance oversight and monitoring activities of the firm (management of the restricted list, advising on guideline restrictions, conflicts of interest, financial promotion approvals)Providing compliance input on a range of projects & new fund launchesIdeal background & experience:2-3 years of relevant Compliance experience gained in a Fund or Asset Management environment.Strong engagement skills with the ability to engage proactively with portfolio managers, and colleagues at all levels.Good knowledge of the FCA’s regulatory rulesStrong academic background (relevant compliance qualifications such as CISI desirable).Strong organisational skills
#J-18808-Ljbffr