Senior Compliance Manager

Job Description Lutine Bell are currently supporting a leading Fund Manager looking to appoint a Senior Compliance Manager. This is a generalist role reporting directly into the Head of Compliance.

Responsibilities:
Providing assurance with respect to compliance monitoring related matters through regular reporting to the Audit & Risk Committee and other relevant Committees.
Provide proactive guidance and advice to the business on current and forthcoming UK financial services regulation.
Give regulatory guidance and advice on internal projects.
Answer day-to-day queries from the business.
Ensure that the team identifies, assesses and reports on applicable UK regulatory developments affecting the business.
Advise business areas on policy and procedure content.
Maintain and update Compliance policies.
Assist in the design and provision of Compliance training to relevant business areas.

Requirements:
Minimum 8 years Compliance experience in Investment Management
Exposure to multiple internal and external relationships in order to support and manage a range of stakeholders.
MIFIDPRU
MIFID II
Trade and Transaction reporting
EMIR Refit
SFTR
ESG (TCFD reporting) ...