Assistant Manager - Legal & Compliance

We are inviting applications for Assistant Manager - Legal & Compliance department for an International Global Bank based in Harrow.

MAIN RESPONSIBILITY

The person will be based in the Legal & Compliance department and will be primarily responsible for co-ordinating with external advisors in regard to advice on legal, regulatory compliance and related matters across both Bank

JOB RESPONSIBILITY

* Liaising with external advisors in regard to legal and regulatory compliance matters arising from the Bank's operations in the UK.

* Advising the Business on routine legal and regulatory compliance matters;

* Drafting/reviewing of Compliance policies, procedures and controls and responding with guidance on related queries.

* Maintaining Regulatory Correspondence Register and supporting documentation.

* To provide accurate and complete responses to Courts / Police/ DWP/ Liquidators/ HMRC / Regulators /other enforcement agencies within the timeframe specified.

* Horizon scanning and mapping of regulations across different functions of the Bank.

* Monthly review of the legal court orders and requests for information for the Legal & Compliance Committee Meeting. * Regulatory updates to Compliance, Business and Operations teams.

* Advising on legal issues arising from the Bank's operations in the UK.

* Reviewing the Legal and Conveyancing Panel on an annual basis and communicating with them on regular basis when business requires external services including legal opinions and litigation.

* Dealing with ad hoc legal matters from time to time.

* Approving financial promotions.

* Legal & Compliance oversight and monitoring activities.

* Compiling reports for senior management.

* Review output from third party vendor systems

* Ad hoc projects and tasks related to Legal & Compliance, as allocated by the Head of Legal & Compliance